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Updated 11 months ago on . Most recent reply

Joshua Talamante's profile image
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Joshua Talamante
  • from Rio Rancho, New Mexico
  • Member since Feb 15, 2017
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Joshua Talamante's profile image
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Joshua Talamante
  • from Rio Rancho, New Mexico
  • Member since Feb 15, 2017
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Joshua Talamante
  • Rio Rancho, NM
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Personal Finance

401k Compliance Company

Joshua Talamante
  • Rio Rancho, NM
Posted

Does anybody have a recommendation for a Solo 401k compliance company? I currently have a document sponsor, but not a compliance provider. Also, what is the yearly rate you are paying for your compliance? Thank you

Albuquerque, New Mexico
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Brett Synicky's profile image
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Brett Synicky
  • Solo 401k and SDIRA Consultant
  • from Orange, CA
  • Member since Jul 3, 2013
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Brett Synicky's profile image
Brett Synicky's profile image
Brett Synicky
  • Solo 401k and SDIRA Consultant
  • from Orange, CA
  • Member since Jul 3, 2013
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Brett Synicky
  • Solo 401k and SDIRA Consultant
  • Orange, CA
351
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727
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Brett Synicky
  • Solo 401k and SDIRA Consultant
  • Orange, CA
Replied

I assume you have checkbook control, otherwise you would just go to the custodian for questions like this.  That said, specifically what makes you want to pay a 3rd party for plan "compliance"?  Solo 401k generally is not a hard plan to maintain compliance with.  Even if you have checkbook control, your plan document provider should be able to assist you with this.  

  • Brett Synicky
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