Capital Raising Under Broker Dealer

[Tom Dittrich]

Hello all,

My question is about capital raising and working under a Broker/dealer to sell securities in the syndication space. 

First quick background. My pool of investors is 1500 physicians from across the US. I have hired coaches, consultants, SEC attorneys, real estate focused CPA’s to keep us on track. We have formed partnerships with solid operators and have some established deal flow coming in, but have yet to enter our first deal.

Website for reference: digcapital.com

I understand that the industry standard is the Co-GP route. I would like to make sure I am 100% following the law and I see my primary value as bringing capital to syndication deals

Does it make more sense for me to attach DIG Capital to a broker/dealer and get licensed through FINRA? Per my attorney with this route I can legally be compensated for “raising capital” provided all the regulations are followed.

Has anyone here gone this route and found success?

Please reach out to me if anyone has experience and advice!

Thanks!

Tom