For a syndication, who files Form D? The Fund or their Attorney?

[Adriel Cisneros]

My partner and I are LPs in a real estate Fund in northern Texas. 

After locating the firm's Central Index Key (CIK) number on NASAAEFD, we observed they filed (2019) only once, but under the name of the Fund, not the law firm. 

We do not see amendments or new filings for their subsequent raises. 

Might the new filings be under a different legal entity? 

What is the best way to probe the issue of validating the Fund which has no Admin or Auditor? 

[Evan Polaski]

@Adriel Cisneros, are you talking about which person, specifically, completes and uploads the Form D?  Or whose name the Form D should be completed for?

The Form D should have the Fund's name on it.  As for who actually files the document, it often depends on the resources of the company.  I have worked for companies in the past that file there own, so the contact listed is an employee of the sponsor.  I am guessing an attorney can file on behalf of the Fund as well, but my limited knowledge says these are very simplistic forms to complete.

As for the last filing date, my understanding is you only file at formation.