-Steven the Tax GuyYour guide to IRS laws, rules and regulations.

If a custodian goes out of business, state banking regulators would step-in and reassign assets or notify IRA holders to find new custodians.

The repercussions of this simple mistake was the solo 401k plan became a regular 401k plan with all of the additional regulations that regular 401k plans are subject to.

The intent is to allow a small business to take on investors without having to follow the SEC IPO regulations.

These EPA regulations are WAY out of control.

The regulators won't like that.I know you're thinking and trying to put a deal together, I'm just trying to keep you out of trouble!

We better learn from our mistakes and insure that these institutions are adequately regulated.

There are regulations around modifications and having a servicer who is licensed or an experienced real estate attorney will be required.

Sorry, I don't see a company that makes hard money loans by taking in funds from private individual any different.But again, as Bill points out, these terms aren't trademarked and their usage isn't regulated by the SEC or any banking organization.

Investment advisor, broker, consultant, agent and manager are all issues regulated by the SEC.